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SEC outsourcing proposal impact on IAs

On October 26, 2022, the U.S. Securities and Exchange Commission (#SEC) issued a new proposal that would prohibit registered #investment advisers (IAs) from #outsourcing certain services without satisfying due diligence, monitoring and reassessment requirements. 

Learn more about what this can mean for you and how the Reed Smith Tech team can help in our latest Technology Law Dispatch blog from Howard Womersley Smith, Will Atherton and Kile Marks.


investment management, sec, investment adviser, outsourcing, regulatory & investigations